Senior Internal Audit Professional | SOX, Control Testing, & Remediation

• 10+ years of experience across a variety of regulated environments with deep expertise in internal audit, SOX, AML, and operational risk management
• Plans and executes risk-based internal audits covering financial statements, operational processes, and compliance frameworks to identify control gaps and improvement opportunities
• Extensive experience assessing, documenting, and testing internal controls over financial reporting, ensuring compliance with regulatory standards and audit readiness
• Prepares comprehensive audit reports outlining findings, root causes, and remediation recommendations; presents results to senior management and key stakeholders
• Identifies control weaknesses, recommends practical solutions, and partners with management to develop and monitor corrective action plans
• Strong background in AML, fraud detection, and transaction monitoring, including alert review, investigations, and escalation of suspicious activity
• Assesses compliance with policies, procedures, and regulatory requirements; stays current on changes in laws, regulations, and accounting standards
• Reviews operational workflows to identify opportunities for cost savings, efficiency gains, and enhanced governance
• Certified Anti-Money Laundering Specialist (CAMS) who holds a Bachelor’s in Accountancy